Rice Series 7 Exam 2023/2024
(RICE-SERIES7.AE1)/ISBN:978-1-64459-503-9
Are you gearing up for a career in the financial industry? The Rice Series 7 Exam 2023/2024 course is your comprehensive guide to mastering the Series 7 examination, a crucial step toward becoming a licensed General Securities Representative. Rice Series 7 Exam 2023/2024 course is designed to assess your knowledge and skills in the financial industry, paving the way for a rewarding career. Whether you're a budding financial professional or seeking career advancement, this course will empower you with the knowledge and skills needed to excel in the securities industry.
Lessons
19+ Lessons | 746+ Exercises | 158+ Quizzes |
TestPrep
125+ Pre Assessment Questions | 4+ Full Length Tests | 125+ Post Assessment Questions | 496+ Practice Test Questions
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Here's what you will learn
Download Course OutlineLessons 1: Introduction
- About This Course
- Icons Used in This Course
- Where to Go from Here
Lessons 2: Introducing the Series 7 Exam
- What Is the Series 7 Exam, Anyway?
- Profiling the Series 7 Exam-Taker
- One’s Not Enough: Tackling the Series 63 or Series 66
- Securing Sponsorship and Signing Up
- Taking a Peek at the Tested Topics
- Understanding the Exam Format and Other Exam Details
- Receiving and Evaluating Your Score
Lessons 3: Preparing for the Series 7 Exam
- Courses and Training Materials: Determining the Best Way to Study
- Outlining Your Series 7 Study Strategy
- Managing Your Study Time Wisely
- Exploring Study Strategies
- Developing Solid Test-Taking Skills
- Knowing When You’re Ready
Lessons 4: Examining and Mastering Question Types
- Familiarizing Yourself with Question Formats
- Shredding the Questions: Tips and Tricks
Lessons 5: Surviving Test Day
- Composing Yourself the Day Before
- Making the Most of the Morning
- Arriving on the Scene
- Taking the Exam
- Getting the Results: Drum Roll Please …
Lessons 6: Underwriting Securities: Bringing New Issues to Market
- Bringing New Issues to the Market
- Reviewing Exemptions
Lessons 7: Corporate Ownership: Equity Securities
- Beginning with the Basics: Common Stock
- Getting Preferential Treatment: Preferred Stock
- Securities with a Twist
Lessons 8: Debt Securities: Corporate and U.S. Government Loans
- Tackling Bond Terms, Types, and Traits
- Making Basic Bond Price and Yield Calculations
- Determining the Best Investment: Comparing Bonds
- Exploring U.S. Government Securities
- Playing It Safe: Short-Term Loans or Money Market Instruments
- Structured Products
Lessons 9: Municipal Bonds: Local Government Securities
- General Obligation Bonds: Backing Bonds with Taxes
- Revenue Bonds: Raising Money for Utilities and Such
- The Primary Market: Bringing New Municipal Bonds to Market
- Examining Other Types of Municipal Bonds on the Test
- Don’t Forget Municipal Notes!
- Municipal Fund Securities
- Understanding the Taxes on Municipal Bonds
- Following Municipal Bond Rules
- Gathering More Municipal Bond Info
Lessons 10: Borrowing Money and Securities: The Long and Short of Margin Accounts
- Getting the Paperwork Out of the Way
- Introducing Long and Short Margin Accounts
- Playing by the Federal Reserve Board’s Rules
- Opening a Margin Account: The Initial Requirements
- Calculating Debit and Equity in Long Margin Accounts
- Making Short Work of Calculations in Short Margin Accounts
- Let the Good Times Roll: Handling Excess Equity
- Looking at Limits When the Market Goes the Wrong Way
Lessons 11: Packaged Securities: Open- and Closed-End Funds and Such
- Diversifying through Management Investment Companies
- Considering Other Investment Company Options
- Reducing Real Estate Risk with REITs
- Adding Annuities to a Portfolio
- Exploring Variable Life and Variable Universal Life Insurance
- Investment Company Rules
Lessons 12: Direct Participation Programs: Partnerships
- Searching for Identity: What DPPs Are (and Aren’t)
- The DPP Characters: General and Limited Partners
- Pushing through Partnership Paperwork
- Types of DPP Offerings
- Passive Income and Losses: Looking at Taxes on Partnerships
- Evaluating Direct Participation Programs
Lessons 13: Options: The Right to Buy or Sell at a Fixed Price
- Brushing Up on Option Basics
- Incorporating Standard Option Math
- Mastering Complex Option Calculations
- Nonequity Options
- Gaining Additional Option Info
Lessons 14: Portfolio and Securities Analysis: Examining Companies and the Market
- Knowing Your Customer: Portfolio Analysis
- Knowing Your Securities and Markets: Securities Analysis
Lessons 15: Going to Market: Orders and Trades
- Shopping at Primary and Secondary Markets
- Making the Trade
- Understanding the Role of a Broker-Dealer
- Receiving Orders from Customers
- Designated Market Maker and the Super Display Course (SDBK)
Lessons 16: Taxes and Retirement Plans: Making Sure the IRS Gets its Share
- Everything in Its Place: Checking Out Tax and Income Categories
- Noting Taxes on Investments
- Presenting Gift and Estate Tax Rules
- Exploring Retirement Plans
Lessons 17: Rules and Regulations: No Fooling Around
- The Market Watchdogs: Securities Regulatory Organizations
- Following Protocol When Opening Accounts
- Trading by the Course When the Account Is Open
- Committing Other Important Rules to Memory
Lessons 18: Ten Series 7 Exam Traps to Avoid
- Easing Up on the Studying
- Assuming the Question’s Intent
- Reading into the Question
- Becoming Distracted When Others Finish
- Not Dressing for Comfort
- Forgetting to Breathe
- Trying to Work Out Equations in Your Head Instead of Writing Them Down
- Spending Too Much Time on One Question
- Changing Your Answers for the Wrong Reasons
- Calculating Your Final Score Prematurely
Lessons 19: Ten Ways to Start Your Career Off Right
- Win at the Numbers Game
- Be an Apprentice
- Do Your Homework
- Treat the Minnow like a Whale
- Smile When You Dial
- When a Security Goes the Wrong Direction, Don’t Be a Stranger
- Put In the Hours
- Broaden Your Horizons
- Pay Yourself First
- Set Some Goals: The Brass Ring